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Lessons from the Past – Place of old techniques in Neonatal Anesthesia?
*Corresponding author: Usha Saha, Department of Anesthesiology, Pain and Palliative Care, Lady Hardinge Medical College, Smt Sucheta Kriplani and Kalawati Saran Childrens Hospitals, New Delhi, India. usha_shivsaha@yahoo.com
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Received: ,
Accepted: ,
How to cite this article: Saha U. Lessons from the Past – Place of old techniques in Neonatal Anesthesia? J Neonatal Crit Care Anesth. 2026;3:1-3. doi: 10.25259/JNCCA_20_2026
Life is a full circle - it is a very common phrase, reflecting that we arrive where we started from. This also has a different connotation, the concept of Continuity - Never Ending - Eternity. The endpoint for one may be the starting point for another. During life’s journey, as we gain knowledge from constructive reading, teachings of Gurus, and from our experiences, we learn, improve, and move forward from the limited resource status to newer, safer drugs, modern equipment, and techniques, many of which we have forgotten, but do they still have a place in modern-day neonatal anesthesia practice?
Three techniques of the gone by days come to my mind
Avoidance of muscle relaxants
Maintenance of spontaneous respiration during surgery
Extubating under deep anesthesia.
Avoidance of muscle relaxants (neuromuscular blocking agents) in neonates - During my postgraduation days, nearly 45 years ago, even at the All India Institute of Medical Sciences, Delhi, anesthesia drugs and techniques available to us were very few. Boon in a way – not difficult to make choices. Bane, in another way, has very limited and narrow options even in critical situations. We had thiopentone, ketamine, atropine, pethidine, ether, halothane, trilene, and cyclopropane (orange cylinders), succinylcholine (scoline), d-tubocurarine and gallamine, oxygen (O2), and nitrous oxide (N2O). Except scoline, all drugs had a long duration of action – a disadvantage in critical patients and neonates, where early recovery is hoped for. Often in the emergency, we would have neonates, many of whom did not have an IV line in situ when they arrived at the operating theater (OT). Hence, IV induction was out, and we were scared to use thiopentone, knowing the adverse sequences in case of any extravasation. The only other option was inhalational induction (only halothane is most suitable) with 50–60% O2 in N2O, direct laryngoscopy and intubation under deep inhalational anesthesia, avoiding scoline (risk of phase 2 block in neonates). At times, if scoline was used for intubation, its action would be very prolonged, even allowing surgery to be completed. Use of a non-depolarizing muscle relaxant in a neonate for intubation was out of the question. After direct laryngoscopy and intubation with uncuffed red rubber, anesthesia was maintained with continuation of halothane and assisted ventilation (manually), using Ayre’s T-piece circuit. Non-depolarizing muscle relaxants were avoided even during surgery (long duration of action of d-tubocurarine and unpredictable duration of action of gallamine), due to the risk of incomplete or delayed recovery. Avoiding muscle relaxants in this scenario had other benefits – (a) Preserving the baby’s spontaneous respiration, (b) No risk of inadequate reversal, (c) No need for additional drugs for reversal, (d) No need for postoperative ventilatory support, and (e) Faster patient turnover and better OT time usage.
Maintenance of spontaneous respiration during surgery had two benefits: (a) Avoiding muscle relaxants and (b) Avoiding effects of positive pressure ventilation in patients who are undergoing transitional changes and adapting to the extrauterine environment.[1] The neuromuscular junction is poorly developed, and muscle mass is small in neonates, so it is not difficult to overtake their respiratory efforts with assisted ventilation. Keeping in mind the concept of balanced anesthesia, except for a muscle relaxant, drugs to provide amnesia, analgesia, and reflex suppression will be needed. These will depress the medullary centers and abolish spontaneous respiration, especially during thoracic, major, and prolonged surgeries. Most anesthesiologists face this dilemma when providing anesthesia for thoracotomy[2] and tracheoesophageal fistula repair,[3,4] abdominal surgeries (congenital diaphragmatic hernia[5] and gastroschisis[6]). Hence, even if not using a muscle relaxant, the baby’s respiration would need assistance, which itself may abolish spontaneous efforts. The technique may have some merit, but it deserves constant continuous monitoring for adequacy of gas exchange and maintenance of hemodynamic (HD) parameters intraoperatively, and deep sedation at the end of surgery which may herald safe extubation.
Extubation under deep anesthesia – as described above, avoiding muscle relaxants and maintaining spontaneous respiration, will necessarily have a patient very deeply sedated toward the end of surgery, again heralding safe extubation. The extubation criteria include an awake and alert baby, adequate respiration, and O2 saturation on spontaneous breathing with FiO2 of 21–30%, stable hemodynamic parameters, with full reflex recovery, and no pain. None of these will be met. Extubation under deep anesthesia would require intense post-operative monitoring and care. Hence, extubating under deep anesthesia is performed, only in selected patients such as those with hyper-irritable respiratory tract, risk of laryngospasm, or any complication during endotracheal tube placement or patient positioning.
How I wish we then had the shorter-acting drugs of today.
BALANCED ANESTHESIA
The concept of balanced anesthesia (multimodal anesthesia) was introduced, a century ago, by John Silas Lundy in 1926,[7] to describe a tailored approach to anesthesia, to suit each individual patient for the specific surgery, using more than one combination of anesthetic drugs and techniques to achieve a particular effect,[8] i.e., different agents for unconsciousness, amnesia, analgesia, muscle relaxants, suppression of reflexes (the basic requirements of general anesthesia) so as to avoid risks associated with using single drug to achieve all effects. This also highlights that “one technique may not suit all,” hence a tailored approach.
However, in neonates, especially in a newborn baby (within 24 h of birth), because of the lack of availability of suitable drugs and techniques, this concept of balanced anesthesia is difficult to apply. Whatever the drugs and anesthesia technique employed, all principles of general anesthesia must be followed, keeping in mind the neonate, who so is very different from any other patient category.[1]
In premature, low birth weight, very low birth weight babies, and those with metabolic and neuromuscular pathologies or poor hepatorenal physiology, one may have to avoid muscle relaxants. Even while preserving spontaneous respiration during surgery, babies will need to be assisted ventilated to prevent hypoventilation and alveolar collapse (consequent hypoxemia, hypercarbia, and postoperative pulmonary complications), increased work of breathing and high metabolic demand, and hemodynamic disturbances, especially in thoracic surgeries that additionally require lung handling and retraction.
Anesthesia is being provided for a particular surgical procedure, and the requirements relating to positioning, airway, blood loss, and duration of surgery, must be appropriately addressed. Principles of balanced anesthesia should always be followed, whatever the chosen technique – anesthesia, analgesia, muscle relaxation, and reflex suppression. Is there a drug that has all these properties? Yes. Our age-old friend - Ether.
Repeated episodes of hypoxemia, desaturation, and hypotension, even if well managed intraoperatively, can have long-lasting adverse consequences on the developing brain and transitioning cardiovascular and pulmonary systems, which the anesthetist will never know, as patients are lost to post-anesthesia follow-up.
Safe anesthetic conduct is not just limited to the duration of surgery but extends to the post-surgery period, i.e., extubation and recovery from anesthesia. All criteria for safe extubation must be followed - awake baby, adequate respiration (normal O2 saturation while breathing FiO2 21–30%), reflex recovery, and stable hemodynamics. Safe extubation is the right of the patient (neonate) and duty of the anesthesiologist; hence, appropriate attention should be paid to this aspect of anesthetic management, which is often ignored.
Only a highly skilled anesthesiologist will be able to safely wade the baby through the age-old methods and techniques, to the ultimate goal of safe post-operative outcome in neonates. To move away from the balanced anesthesia concept or technique, and employ or practice the age-old methods, in patients as critical as the newborns and neonates, in the routine modern-day neonatal anesthesia practice. Needs to have a clear justification or indication.
Our Past is very important, we learn from it, but do we want to live in our past!
Further Reading
Clinical Anesthesia for the Newborn and the Neonate. 2023. Editor Usha Saha.
https://doi.org/10.1007/978-981-19-5458-0 published by Springer Singapore.
References
- Changes in the newborn at birth: Fetal-to-newborn transition In: Saha U, ed. Clinical Anesthesia for the Newborn and the Neonate. Singapore: Springer; 2023. [https://doi.org/10.1007/978-981-19-5458-0_3]
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